16 Introduction to the boot process #
Booting a Linux system involves different components and tasks. After a
firmware and hardware initialization process, which depends on the
machine's architecture, the kernel is started by the boot loader
GRUB 2. After this point, the boot process is controlled by the
operating system and handled by systemd
. systemd
provides a set of
“targets” that boot configurations for everyday usage,
maintenance or emergencies.
16.1 Terminology #
This chapter uses terms that can be interpreted ambiguously. To understand how they are used here, read the definitions below:
init
Two different processes are commonly named “init”:
The
initramfs
process mounting the root file systemThe operating system process that starts all other processes that is executed from the real root file system
In both cases, the
systemd
program is taking care of this task. It is first executed from theinitramfs
to mount the root file system. When that has succeeded, it is re-executed from the root file system as the initial process. To avoid confusing these twosystemd
processes, we refer to the first process as init on initramfs and to the second one as systemd.-
initrd
/initramfs
An
initrd
(initial RAM disk) is an image file containing a root file system image which is loaded by the kernel and mounted from/dev/ram
as the temporary root file system. Mounting this file system requires a file system driver.Beginning with kernel 2.6.13, the initrd has been replaced by the
initramfs
(initial RAM file system), which does not require a file system driver to be mounted. SUSE Linux Enterprise Server exclusively uses aninitramfs
. However, since theinitramfs
is stored as/boot/initrd
, it is often called “initrd”. In this chapter we exclusively use the nameinitramfs
.
16.2 The Linux boot process #
The Linux boot process consists of several stages, each represented by a different component:
16.2.1 The initialization and boot loader phase #
During the initialization phase, the machine's hardware is set up, and the devices are prepared. This process differs across hardware architectures.
SUSE Linux Enterprise Server uses the boot loader GRUB 2 on all architectures. Depending on the architecture and firmware, starting the GRUB 2 boot loader can be a multi-step process. The purpose of the boot loader is to load the kernel and the initial, RAM-based file system (initramfs). For more information about GRUB 2, refer to Chapter 18, The boot loader GRUB 2.
16.2.1.1 Initialization and boot loader phase on AArch64 and AMD64/Intel 64 #
After turning on the computer, the BIOS or the UEFI initializes the screen and keyboard, and tests the main memory. Up to this stage, the machine does not access any mass storage media. Subsequently, the information about the current date, time and the most important peripherals are loaded from the CMOS values. When the boot media and its geometry are recognized, the system control passes from the BIOS/UEFI to the boot loader.
On a machine equipped with a traditional BIOS, only code from the first
physical 512-byte data sector (the Master Boot Record, MBR) of the boot
disk can be loaded. Only a minimal GRUB 2 fits into the MBR. Its sole
purpose is to load a GRUB 2 core image containing file system drivers from
the gap between the MBR and the first partition (MBR partition table) or
from the BIOS boot partition (GPT partition table). This image contains
file system drivers and therefore is able to access
/boot
located on the root file
system. /boot
contains additional modules for GRUB 2
core as well as the kernel and the initramfs image. When it has access to
this partition, GRUB 2 loads the kernel and the initramfs image into
memory and hands control over to the kernel.
When booting a BIOS system from an encrypted file system that includes an
encrypted /boot
partition, you need to enter the
password for decryption twice. It is first needed by GRUB 2 to decrypt
/boot
and then for systemd
to mount the encrypted
volumes.
On machines with UEFI the boot process is much simpler than on machines
with a traditional BIOS. The firmware is able to read from a FAT formatted
system partition of disks with a GPT partition table. This EFI
system-partition (in the running system mounted as
/boot/efi
) holds enough space to host a fully fledged
GRUB 2 which is directly loaded and executed by the firmware.
If the BIOS/UEFI supports network booting, it is also possible to configure a boot server that provides the boot loader. The system can then be booted via PXE. The BIOS/UEFI acts as the boot loader. It gets the boot image from the boot server and starts the system, independent of local hard disks.
16.2.1.2 Initialization and boot loader phase on IBM Z #
On IBM Z the boot process must be initialized by a boot loader
called zipl
(z initial program load). Although
zipl
supports reading from multiple file systems, it
does not support the SLE default file system (Btrfs) or booting from
snapshots. SUSE Linux Enterprise Server therefore uses a two-stage boot process that
ensures full Btrfs support at boot-time:
zipl
boots from the partition/boot/zipl
, which can be formatted with the Ext2, Ext3, Ext4, or XFS file system. This partition contains a minimal kernel and an initramfs that are loaded into memory. The initramfs contains a Btrfs driver (among others) and the boot loader GRUB 2. The kernel is started with a parameterinitgrub
, which tells it to start GRUB 2.The kernel mounts the root file system, so
/boot
becomes accessible. Now GRUB 2 is started from the initramfs. It reads its configuration from/boot/grub2/grub.cfg
and loads the final kernel and initramfs from/boot
. The new kernel now gets loaded via Kexec.
16.2.2 The kernel phase #
When the boot loader has passed on system control, the boot process is the
same on all architectures. The boot loader loads both the kernel and an
initial RAM-based file system (initramfs
) into
memory and the kernel takes over.
After the kernel has set up memory management and has detected the CPU type
and its features, it initializes the hardware and mounts the temporary root
file system from the memory that was loaded with the
initramfs
.
16.2.2.1 The initramfs
file #
initramfs
(initial RAM file system) is a small
cpio archive that the kernel can load into a RAM disk. It is located at
/boot/initrd
. It can be created with a tool called
dracut
—refer to man 8 dracut
for details.
The initramfs
provides a minimal Linux
environment that enables the execution of programs before the actual root
file system is mounted. This minimal Linux environment is loaded into
memory by BIOS or UEFI routines and does not have specific hardware
requirements other than sufficient memory. The
initramfs
archive must always provide an
executable named init
that executes the systemd
daemon on the root file system for the boot process to proceed.
Before the root file system can be mounted and the operating system can be
started, the kernel needs the corresponding drivers to access the device
on which the root file system is located. These drivers may include
special drivers for certain kinds of hard disks or even network drivers to
access a network file system. The needed modules for the root file system
are loaded by init
on
initramfs
. After the modules are loaded,
udev
provides the
initramfs
with the needed devices. Later in the
boot process, after changing the root file system, it is necessary to
regenerate the devices. This is done by the systemd
unit
systemd-udev-trigger.service
.
16.2.2.1.1 Regenerating the initramfs #
Because the initramfs
contains drivers, it needs
to be updated whenever a new version of one of its drivers is available.
This is done automatically when installing the package containing the
driver update. YaST or zypper informs you about this by showing the
output of the command that generates the
initramfs
. However, there are specific occasions
when you need to regenerate an initramfs
manually:
- Adding drivers because of hardware changes
If you need to change hardware, for example, hard disks, and this hardware requires different drivers to be in the kernel at boot time, you must update the
initramfs
file.Open or create
/etc/dracut.conf.d/10-DRIVER.conf
and add the following line (mind the leading blank space):force_drivers+=" DRIVER1 "
Replace DRIVER1 with the module name of the driver. If you need to add more than one driver, list them space-separated:
force_drivers+=" DRIVER1 DRIVER2 "
Proceed with Procedure 16.1, “Generate an initramfs”.
- Moving system directories to a RAID or LVM
Whenever you move swap files, or system directories like
/usr
in a running system to a RAID or logical volume, you need to create aninitramfs
that contains support for software RAID or LVM drivers.To do so, create the respective entries in
/etc/fstab
and mount the new entries (for example withmount -a
and/orswapon -a
).Proceed with Procedure 16.1, “Generate an initramfs”.
- Adding disks to an LVM group or Btrfs RAID containing the root file system
Whenever you add (or remove) a disk to a logical volume group or a Btrfs RAID containing the root file system, you need to create an
initramfs
that contains support for the enlarged volume. Follow the instructions at Procedure 16.1, “Generate an initramfs”.Proceed with Procedure 16.1, “Generate an initramfs”.
- Changing kernel variables
If you change the values of kernel variables via the
sysctl
interface by editing related files (/etc/sysctl.conf
or/etc/sysctl.d/*.conf
), the change will be lost on the next system reboot. Even if you load the values withsysctl --system
at runtime, the changes are not saved into theinitramfs
file. You need to update it by proceeding as outlined in Procedure 16.1, “Generate an initramfs”.- Adding or removing swap devices, re-creating swap area
Whenever you add or remove a swap device, or re-create a swap area with a different UUID, update the initramfs as outlined in Procedure 16.1, “Generate an initramfs”. You may also need to update
GRUB_CMDLINE_*
variables that include theresume=
option in/etc/default/grub
, and then regenerate/boot/grub2/grub.cfg
as outlined in Section 18.2.1, “The file/boot/grub2/grub.cfg
”.
All commands in the following procedure need to be executed as the
root
user.
Enter your
/boot
directory:#
cd /bootGenerate a new
initramfs
file withdracut
, replacing MY_INITRAMFS with a file name of your choice:#
dracut MY_INITRAMFSAlternatively, run
dracut -f
FILENAME to replace an existing init file.(Skip this step if you ran
dracut -f
in the previous step.) Create a symbolic link from theinitramfs
file you created in the previous step toinitrd
:#
ln -sf MY_INITRAMFSinitrd
On the IBM Z architecture, additionally run
grub2-install
.
16.2.3 The init on initramfs phase #
The temporary root file system mounted by the kernel from the
initramfs
contains the executable systemd
(which
is called init
on
initramfs
in the following, also see Section 16.1, “Terminology”. This program performs all actions needed
to mount the proper root file system. It provides kernel functionality for
the needed file system and device drivers for mass storage controllers with
udev
.
The main purpose of init
on
initramfs
is to prepare the mounting of and access
to the real root file system. Depending on your system configuration,
init
on initramfs
is
responsible for the following tasks.
- Loading kernel modules
Depending on your hardware configuration, special drivers may be needed to access the hardware components of your computer (the most important component being your hard disk). To access the final root file system, the kernel needs to load the proper file system drivers.
- Providing block special files
The kernel generates device events depending on loaded modules.
udev
handles these events and generates the required special block files on a RAM file system in/dev
. Without those special files, the file system and other devices would not be accessible.- Managing RAID and LVM setups
If you configured your system to hold the root file system under RAID or LVM,
init
oninitramfs
sets up LVM or RAID to enable access to the root file system later.- Managing the network configuration
If you configured your system to use a network-mounted root file system (mounted via NFS),
init
must make sure that the proper network drivers are loaded and that they are set up to allow access to the root file system.If the file system resides on a network block device like iSCSI or SAN, the connection to the storage server is also set up by
init
oninitramfs
. SUSE Linux Enterprise Server supports booting from a secondary iSCSI target if the primary target is not available. For more details regarding configuration of the booting iSCSI target refer to Section 15.3.1, “Using YaST for the iSCSI initiator configuration”.
If the root file system fails to mount from within the boot environment, it must be checked and repaired before the boot can continue. The file system checker will be automatically started for Ext3 and Ext4 file systems. The repair process is not automated for XFS and Btrfs file systems, and the user is presented with information describing the options available to repair the file system. When the file system has been successfully repaired, exiting the boot environment will cause the system to retry mounting the root file system. If successful, the boot will continue normally.
16.2.3.1 The init on initramfs phase in the installation process #
When init
on initramfs
is called during the initial boot as part of the installation process, its
tasks differ from those mentioned above. The installation system also does
not start systemd
from
initramfs
—these tasks are performed by
linuxrc
.
- Finding the installation medium
When starting the installation process, your machine loads an installation kernel and a special
init
containing the YaST installer. The YaST installer is running in a RAM file system and needs to have information about the location of the installation medium to access it for installing the operating system.- Initiating hardware recognition and loading appropriate kernel modules
As mentioned in Section 16.2.2.1, “The
initramfs
file”, the boot process starts with a minimum set of drivers that can be used with most hardware configurations. On AArch64, POWER, and AMD64/Intel 64 machines,linuxrc
starts an initial hardware scanning process that determines the set of drivers suitable for your hardware configuration. On IBM Z, a list of drivers and their parameters needs to be provided, for example, via linuxrc or a parmfile.These drivers are used to generate a custom
initramfs
that is needed to boot the system. If the modules are not needed for boot but for coldplug, the modules can be loaded withsystemd
; for more information, see Section 19.6.4, “Loading kernel modules”.- Loading the installation system
When the hardware is properly recognized, the appropriate drivers are loaded. The
udev
program creates the special device files andlinuxrc
starts the installation system with the YaST installer.- Starting YaST
Finally,
linuxrc
starts YaST, which starts the package installation and the system configuration.
16.2.4 The systemd phase #
After the “real” root file system has been found, it is
checked for errors and mounted. If this is successful, the
initramfs
is cleaned and the systemd
daemon on
the root file system is executed. systemd
is Linux's system and service
manager. It is the parent process that is started as PID 1 and acts as an
init system which brings up and maintains user space services. See Chapter 19, The systemd
daemon for details.